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Sector — Financial Services

AI governance and transformation for banks, insurers and pension funds.

AlphaIndigo understands the unique requirements of regulated financial institutions. DNB compliance, DORA readiness, Dutch Pension Act (WTP) transition — we speak your language.

CAICO Certified AI Compliance Officer
DORA Operational resilience
WTP Pension transition expertise
EU AI Act Annex III high-risk expertise
The Challenge

Financial institutions face a threefold pressure.

Regulators expect you to deploy AI responsibly. Competitors are automating faster. And your clients expect digital services on par with Big Tech. Meanwhile, regulatory obligations are stacking up: EU AI Act, DORA, NIS2 and DNB Good Practices.

AlphaIndigo combines deep AI transformation expertise with an understanding of the financial sector. We grasp the balance between innovation and compliance — because we operate in the same world.

3. Pilot-to-scale gap: Financial institutions invest heavily in AI, but fewer than 10% of initiatives reach enterprise scale. Governance is missing as the bridge between pilot and production.

4. DNB and AFM supervisory expectations: DNB expects demonstrable AI governance, model management and explainability. AFM is tightening supervision of AI in investment advice and client interaction. Your regulator expects an answer.

Proven Applications

AI use cases for financial institutions

AI Steward

AI Governance Framework for DNB Compliance

Implementation of an operational AI governance framework that meets DNB expectations and DORA requirements.

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AI Academy

Article 4 AI Literacy for Financial Professionals

Organisation-wide training with sector-specific case studies for banking, insurance and pension fund professionals.

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AI Opportunity Scan

WTP Transition AI Opportunity Mapping

Identification of AI opportunities within the Dutch Pension Act (WTP) transition, including communications automation and risk modelling.

View AI Opportunity Scan
Regulatory Landscape

Four regulations. One integrated approach.

EU AI Act

Article 4 AI literacy, Annex III high-risk classification for credit scoring and insurance risk AI systems

DORA

ICT risk management and operational resilience for all financial entities

NIS2

Extended cybersecurity obligations for essential service providers

DNB Good Practices

Supervisory expectations for AI use in the financial sector

Insights

Read our analyses on financial sector AI.

We publish regularly on AI governance, regulatory obligations and transformation in the financial sector.

AI Governance for Pension Funds →
DORA and AI for Financial Institutions →
View all articles →

Ready to deploy AI responsibly?

Book an AI Opportunity Scan and know within 2–4 weeks exactly what AI is worth to your financial institution — with full compliance.